Building a Eurasian Capital Market: Understanding the Operating Mechanism and Legal Framework of Shanghai–London Stock Connect

Ningyao Ye; Lerong Lu

Building a Eurasian Capital Market: Understanding the Operating Mechanism and Legal Framework of Shanghai–London Stock Connect

Ningyao Ye, Lerong Lu

Laws

University of Leeds

Research output: Contribution to journal › Article › peer-review

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Abstract

This article provides an in-depth analysis of laws and regulations relating to the Shanghai–London Stock Connect (SLSC) which enables investors and public companies in both China and the UK to access each other’s capital markets. It introduces the history and latest developments of the SLSC. It considers the SLSC’s operating mechanism, including the East Bound and West Bound sub-schemes, and how the pilot scheme is regulated under Chinese and English laws. Moreover, it evaluates potential regulatory challenges posed by the SLSC.

Original language	English
Pages (from-to)	67-74
Journal	Journal of International Banking Law and Regulation
Volume	35
Issue number	2
Publication status	Published - 1 Feb 2020

Keywords

China
Capital Markets
Stock Market
Financial Law
Financial Regulation
Securities Regulation
Chinese Economy
IPO
Initial Public Offering
London Stock Exchange
Shanghai Stock Exchange
Listing Rules
Shanghai-London Stock Connect

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

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Cite this

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N2 - This article provides an in-depth analysis of laws and regulations relating to the Shanghai–London Stock Connect (SLSC) which enables investors and public companies in both China and the UK to access each other’s capital markets. It introduces the history and latest developments of the SLSC. It considers the SLSC’s operating mechanism, including the East Bound and West Bound sub-schemes, and how the pilot scheme is regulated under Chinese and English laws. Moreover, it evaluates potential regulatory challenges posed by the SLSC.

AB - This article provides an in-depth analysis of laws and regulations relating to the Shanghai–London Stock Connect (SLSC) which enables investors and public companies in both China and the UK to access each other’s capital markets. It introduces the history and latest developments of the SLSC. It considers the SLSC’s operating mechanism, including the East Bound and West Bound sub-schemes, and how the pilot scheme is regulated under Chinese and English laws. Moreover, it evaluates potential regulatory challenges posed by the SLSC.

KW - China

KW - Capital Markets

KW - Stock Market

KW - Financial Law

KW - Financial Regulation

KW - Securities Regulation

KW - Chinese Economy

KW - IPO

KW - Initial Public Offering

KW - London Stock Exchange

KW - Shanghai Stock Exchange

KW - Listing Rules

KW - Shanghai-London Stock Connect

M3 - Article

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VL - 35

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EP - 74

JO - Journal of International Banking Law and Regulation

JF - Journal of International Banking Law and Regulation

IS - 2

ER -

Building a Eurasian Capital Market: Understanding the Operating Mechanism and Legal Framework of Shanghai–London Stock Connect

Abstract

Keywords

UN SDGs

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